Seasonal Resource — January

January Year-End Checklist:
Close the Books Right

January is the most important financial month of the year for small business owners. What you do in the first 30 days determines how clean your tax return is, how accurate your year-end financials are, and how prepared you are for the year ahead.

By Carrie Anderson·10 min read

Most business owners treat January as a fresh start — but it's actually the month where last year's financial decisions get finalized. Reconcile your books, gather your documents, and set your systems up correctly now, and the rest of the year runs smoother.

1

Reconcile and Close the Books

Before anything else, your books for the prior year need to be fully reconciled. This means every bank account, credit card, and loan balance matches your accounting software — to the penny. If your books aren't reconciled, everything downstream (tax return, financial statements, loan applications) is unreliable.

Reconcile all bank accounts through December 31
Critical
Reconcile all credit card accounts through December 31
Critical
Reconcile all loan balances — confirm principal balances match statements
Critical
Review accounts receivable — write off uncollectible balances
High
Review accounts payable — confirm all vendor bills are entered
High
Reconcile payroll — confirm W-2 wages match payroll reports
Critical
Review inventory if applicable — confirm physical count matches books
High
2

Gather Tax Documents

Tax documents arrive throughout January and early February. Getting organized early means you can file early — or at least give your accountant everything they need without a scramble in March.

DocumentDue DateWho Sends It
W-2 (if you're an S-Corp owner-employee)January 31Your payroll provider
1099-NEC (if you paid contractors $2,000+ in 2026; was $600 pre-OBBBA)January 31You must send these
1099-K (payment processors)January 31Stripe, PayPal, Square, etc.
1098 (mortgage interest)January 31Your lender
1099-INT (bank interest)January 31Your bank
K-1 (if you're a partner or S-Corp shareholder)March 15The entity
Schedule K-1 from investmentsVariesBrokerage or fund

1099-NEC deadline: If you paid any contractor, freelancer, or service provider $2,000 or more in 2026 (raised from $600 under OBBBA — verify current threshold at IRS.gov for prior years), you must send them a 1099-NEC by January 31. Failure to file carries penalties of $60–$330 per form. Collect W-9s from contractors before year-end to avoid this scramble.

3

Review Last Year, Plan This Year

Once the books are closed, run your year-end financial statements and actually read them. Most business owners file their tax return without ever reviewing their P&L or balance sheet. That's a missed opportunity.

Run year-end P&L — compare to prior year and identify major variances
Run year-end balance sheet — confirm assets, liabilities, and equity are accurate
Calculate your effective tax rate — is it higher or lower than expected?
Review gross margin by product or service line — identify what's most profitable
Review owner's compensation — is your salary reasonable for S-Corp purposes?
Set revenue and profit targets for the new year
Review your entity structure — does it still make sense given last year's revenue?
Schedule a planning meeting with your accountant before March 15
4

Set Up for a Clean New Year

January is the best time to fix systems problems — before another year of bad data accumulates. If your books were messy last year, this is the moment to change that.

Set up a separate business bank account if you're still mixing personal and business
Do it now
Switch to a dedicated business credit card for all business expenses
Do it now
Review your chart of accounts — simplify if it's overly complex
January
Set up bank feeds in QuickBooks if not already connected
January
Schedule monthly bookkeeping time (or hire someone)
January
Set up estimated tax payment reminders for April 15, June 15, Sept 15, Jan 15
January

January Tax Deadlines

January 15

Q4 estimated tax payment due (individuals)

Can skip if you'll file and pay by Feb 1

January 31

W-2s must be sent to employees

Penalty: $60–$330 per form

January 31

1099-NECs must be sent to contractors

Penalty: $60–$330 per form

January 31

1099-NECs filed with IRS

Same deadline as recipient copies

February 28

Other 1099 forms filed with IRS (paper)

March 31 for electronic filing

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